The industry welcomes input from The European Securities and Markets Authority (ESMA) but there are areas of…
David Broadway is a policy adviser at the Investment Management Association in London, which represents the UK fund and investment management industry, focusing primarily on regulation and practice impacting the post-trade operations of investment managers.
For over a year now he has been engaged with IMA members on the specific subject of EMIR trade reporting through a regular discussion forum devoted to exchanging views and information on the challenges they have faced in meeting the reporting obligation.
Market Conduct & PAD: Regulatory Guidance for Remote Working
This is the second episode of our podcast series on “Market Conduct, Personal Account Dealing: How to...
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