by Allan D. Grody, President, Financial InterGroup Advisors The Commodity Futures Trading CFTC recently released its Amendments to…
In a recent research note, Financial InterGroup (FIG) reports that Legal Entity Identifier (LEI) issuance is peaking at…
Market Conduct & PAD: Regulatory Guidance for Remote Working
This is the second episode of our podcast series on “Market Conduct, Personal Account Dealing: How to...
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