CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Provide for Transition to SEF Registration
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced the issuance of a…
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CFTC Provides For Mutual Acceptance of Approved Legal Entity Identifiers
The Commodity Futures Trading Commission (CFTC) has issued an Amended Order expanding, through mutual acceptance by international…
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief to Banks Having Assets of Less Than $10 Billion from the Board Approval Requirement of the CEA and the End-User Exception to the Clearing Requirement
The Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission (Commission) today announced the…
Fidessa Examines Evolution of New Buy-side Business Models
Latest white paper looks at role of intelligent workflow as a competitive differentiator Fidessa group plc (LSE:…
Interview Preparation: How Practice Makes Perfect and The Importance of Body Language
Magali McIntyre, Founder of www.Route-in.com, anew online platform which gives candidates without inside connections access to some…
CFTC’s Division of Clearing and Risk Provides No-Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates
The Division of Clearing and Risk (Division) of the Commodity Futures Trading Commission (CFTC) today issued a…
CFTC’s Division of Clearing and Risk Issues Extension of Time for Compliance with Certain Pre-Trade Screening Requirements of the Commission’s Rule Regarding Bunched Orders for Futures
The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) announced on Friday the issuance…
Swap Execution – Best Execution in the Making
A complimentary webinar June 18th 10am EDT/3pm BST sponsored by State Street With the final rules for…
A New Glossary Offers a Guide to Regulatory Jargon for KYC, AML and FATCA
JDX Consulting is publishing a new glossary for Know Your Client (KYC) and Anti-Money Laundering (AML) to…
Asset Segregation: Making Sense of the Models
The evolving landscape for the segregation of assets is complicated. Lynn Strongin Dodds explores the advantages and…