CFTC Further Implements Trade Execution Mandate
The Commodity Futures Trading Commission’s (CFTC or Commission) Divisions of Market Oversight (DMO) and Clearing and Risk…
DerivSource
CFTC Staff Issues Time-Limited No-Action Letter on the Applicability of Oral Recording Requirements for Certain Members of Designated Contract Markets or Swap Execution Facilities
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight and Division of…
Singapore: A Balancing Act of Local vs. Global
A look at the challenges Singapore faces as they work to support CCP clearing and trade reporting requirements amidst regulatory market uncertainty with extraterritorial reach of global regulation
William Coen appointed as the next Secretary General of the Basel Committee
The Basel Committee on Banking Supervision announced today that it has appointed William Coen as its next…
Key Challenges And Evolution Of The Multifaceted Role Of The Chief Data Officer
A look at the critical role data plays in how companies sell their products and understanding how data is used is driving the need for chief data officers (CDOs)
Results of the March 2014 Survey on Credit Terms and Conditions in euro-denominated Securities financing and OTC Derivatives Markets (SESFOD)
– Credit terms have eased for the majority of counterparty types over the past three months. –…
ICE Announces Management Appointments and Board for ICE Futures Singapore and ICE Clear Singapore
Singapore Mercantile Exchange Renaming Reflects Planned Transition to ICE Trading and Clearing Platforms IntercontinentalExchange Group (NYSE:ICE), the…
Final Standard for Measuring and controlling Large Exposures Published by the Basel Committee
The Basel Committee on Banking Supervision has today published a final standard that sets out a supervisory…
ESAs Consult on Draft Technical Standards under EMIR
The European Supervisory Authorities (ESAs) launched today a consultation on draft Regulatory Technical Standards (‘RTS’) outlining the…
CFTC Expands Portal Capabilities to Make Market Participant Electronic Submissions Easier, more Efficient
Beginning today, market participants can submit event-specific reports more easily and securely because of new enhancements to…