CFTC Staff Issues Rule Interpretation Concerning Deposit of Customer Funds with United Kingdom Depositories
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (Division) today issued…
DerivSource
CFTC Staff Issues Time-Limited, Conditional No-Action Relief Regarding Documentation of Confirmations of Uncleared Swap Transactions
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Market Oversight (DMO) recently issued a no-action letter…
ESMA Adds CCP.A to List of Registered CCPs under EMIR
ESMA has today added CCP.A, based in Austria, to its list of registered CCPs under the European…
ESMA News: ESMA Issues Guidelines on the Implementation of the CPSS-IOSCO Principles for Market Infrastructures in Respect of CCPs
ESMA has issued today guidelines and recommendations regarding the implementation of the CPSS-IOSCO Principles for Financial Market Infrastructures…
ESMA Releases Responses to MiFID II/MiFIR Consultation and Discussion Papers
The European Securities and Markets Authority (ESMA) has made public the responses it received to its Consultation…
IOSCO News: IOSCO Launches Public Information Repository for Central Clearing Requirements
The International Organization of Securities Commissions today unveiled an information repository for central clearing requirements for OTC derivatives,…
MiFID II: Where the Uncertainty Lies with OTFs
A look at the areas of uncertainty around MiFID II and OTFs including the status of FX swaps and the definition of sufficient liquidity.
MiFID II consultation period ends on 1 August
The European Securities and Markets Authority’s (ESMA) consultation period on MiFID II is due to close at…
Collateral Damage: Uncleared Derivatives Margin Requirements
Assessing who has to comply and how to meet the new margin requirements for non-cleared derivatives
Saxo Capital Markets UK Ltd appoints former Futures & Options Association Founder and CEO as Non-Executive Director
Saxo Capital Markets UK Ltd appoints former Futures & Options Association Founder and CEO as Non-Executive Director…