DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives trading, trading technology (trade and pre-trade analytics) spanning both OTC derivatives and some exchanged traded derivatives (ESG derivatives, crypto derivatives too). Common themes covered include regulatory change and industry trends as it impacts the front office and derivatives trading as well as the major market participants in this space such as derivatives exchanges, swaps dealers and FCM trading firms.
SEC Proposes Rules to Mitigate Conflicts of Interest Involving Security-Based Swaps
The Securities and Exchange Commission today proposed rules intended to mitigate conflicts of interest for security-based swap…