Joseph Cerullo: Profile of a Chief Compliance Officer
The Dodd-Frank Wall Street Reform and Consumer Protection Act mandated the designation of chief compliance officers for…
Risk Management
New DTCC Risk Survey Reveals Growing Concerns Over Brexit’s Systemic Implications
Cyber security and geopolitical risk continue to dominate as the top risks to the financial services industry…
AllianceBernstein Selects ICE Liquidity IndicatorsTM for Investment Management, Risk Management, and Regulatory Compliance
Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data…
ICE Benchmark Administration Launches Survey on the use of LIBOR
Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data…
First Clients Go Live on GTreasury’s Single Solution for Treasury and Risk Management
The first corporate treasury clients to use both cash and risk capabilities on GTreasury’s new single SaaS…
AxiomSL Partners With SKS Unternehmensberatung To Further Boost Presence In German RegTech Space
AxiomSL, the leading provider of regulatory reporting and risk management solutions, today announces that it has partnered…
Industry Groups Set Out Impact of Hard Brexit on Derivatives
The International Swaps and Derivatives Association, Inc. (ISDA), the Association of German Banks (Bundesverband deutscher Banken), the…
AcadiaSoft Announces Successful Integration of First Buy-Side Firm, Phase 3 Firms into its Hub
All firms in-scope for Initial Margin Phase 3 Regs are now using the AcadiaSoft Hub AcadiaSoft Inc.,…
IOSCO Issues Policy Measures to Protect Investors of OTC Leveraged Products
The Board of the International Organization of Securities Commissions (IOSCO) today issued a final report providing measures…
The Rise of TRFs – How Funds Use Them to Generate Alpha
Hedge funds and traditional institutional investors are increasingly turning to total return futures (TRFs) to get exposure…