Regulation Reality: Category I Clearing Begins
The first deadline for central clearing of certain swaps has passed but category II and III market…
Reporting
CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Joint No-Action Relief for Swaps Between Affiliated Counterparties from Certain Swap Reporting Requirements
The Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight and Division of Clearing and Risk (“Divisions”)…
ESMA Submits its Technical Advice to the Commission on Fees for Trade Repositories
On 14 January 2013 ESMA received a formal request from the European Commission (the Commission) to provide…
IntercontinentalExchange to Establish ICE Trade Vault Europe as Trade Repository for European Swaps and Futures Data
New service offering will provide compliance reporting to address new trade data regulations IntercontinentalExchange (NYSE: ICE), a…
Wolters Kluwer Financial Services Selected by Mizuho International plc for Basel III Reporting
Basel III Solution Chosen to Enable Automation of Bank’s COREP, FINREP, and LCR Returns Wolters Kluwer Financial…
Trade Reporting Requirements: EMIR vs. Dodd-Frank and Making Sense of Your Global Obligations
As mandatory reporting of OTC derivatives takes effect globally, Andrew Green, Global Head of Derivative Account Management,…
DTCC Receives Approval to Establish First OTC Derivatives Trade Repository in Japan
The Depository Trust & Clearing Corporation (DTCC) announced today that its registration to establish a Japanese over-the-counter…
Dodd-Frank End-User Clearing Exception: Practical Considerations for Preparing Your Board
The initial election of the end-user clearing exception represents a unique opportunity for boards to comply with…
CFTC Provides Operational Guidance Concerning Maintenance of CICIs Issued Through Assisted Registration
The Utility designated by the Commodity Futures Trading Commission (CFTC) to issue legal entity identifiers or…
CFTC’s Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today announced the issuance…