Joint Statement on Regulation of OTC Derivatives Markets
The Ontario Securities Commission today released the following joint statement with other regulators: Leaders and senior representatives…
Regulatory Harmonization
Regulatory Reform – Delays, Disagreements & Predictions for What’s Next in 2011
Regulatory reform still faces delays and disagreements between the US and UK, which could have dire consequences…
SEC and UK FSA Hold Meeting of SEC-FSA Strategic Dialogue
Securities and Exchange Commission chairman Mary L. Schapiro today met separately in London with chairman Adair Turner of…
SEC, CFTC to Hold Joint Meetings on Regulation Harmonization
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today announced that the two…
Canada Bites the Bullet on Trade Reporting
First step aligned with US rules, cross-border harmonisation expected. Dan Barnes explores how trade reporting of OTC derivatives…