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Basel Committee reports to G20 Finance Ministers and Central Bank Governors on Basel III implementation

April 12, 2013 - - 0 Comment

The Basel Committee on Banking Supervision has today published its Report to G20 Finance Ministers and Central…

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CFTC’s Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants

April 9, 2013 - - 0 Comment

The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today announced the issuance…

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CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Joint No-Action Relief for Swaps Between Affiliated Counterparties from Certain Swap Reporting Requirements

April 5, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s (“Commission”) Division of Market Oversight and Division of Clearing and Risk (“Divisions”)…

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ESMA Submits its Technical Advice to the Commission on Fees for Trade Repositories

April 4, 2013 - - 0 Comment

On 14 January 2013 ESMA received a formal request from the European Commission (the Commission) to provide…

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SEC Streamlines Rule Filing Requirements for Dually Registered Clearing Agencies

April 3, 2013 - - 0 Comment

The Securities and Exchange Commission today announced a final rule that streamlines the process for rulemaking by…

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CFTC Approves Final Regulations Governing Exemption from Required Clearing for Inter-Affiliate Swaps

April 1, 2013 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) today issued a final rule to exempt swaps between certain affiliated…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations

April 1, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued time-limited no-action relief…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Futures Commission Merchants Concerning Annual Reports of Chief Compliance Officers

March 28, 2013 - - 0 Comment

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action…

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Basel Committee Concludes Assessment of Basel III capital regulations in Singapore

March 20, 2013 - - 0 Comment

The Basel Committee on Banking Supervision has today published a report assessing the regulations that implement the…

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ESMA Publishes Q&As on EMIR Implementation

March 20, 2013 - - 0 Comment

The European Securities and Markets Authority (ESMA) has published a set of Questions and Answers in order…

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