CFTC Staff Issues Four No-Action Letters Providing Relief in Connection with Issues Relating to Swaps Regulation
Staff of the U.S. Commodity Futures Trading Commission (CFTC) today issued four no-action letters that address certain…
Regulation Map
The European Commission and the CFTC reach a Common Path Forward on Derivatives
European Commissioner Michel Barnier and United States Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today announced…
CFTC to Hold Open Meeting to Consider Cross-Border Final Guidance; and Cross-Border Phase-In Exemptive Order
U.S. Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today announced the Commission will hold a public…
Report on the Regulatory Consistency of Risk-weighted Assets in the Banking Book issued by the Basel Committee
The Basel Committee on Banking Supervision has today published its first report on the regulatory consistency of…
Basel Committee Updates its Assessment Methodology for Global Systemically Important Banks and Issues Disclosure Requirements
The Basel Committee on Banking Supervision has today issued Global systemically important banks: updated assessment methodology and…
CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Additional Time to Secure No-Action Relief by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definition
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced that…
Basel Committee Concludes Assessment of Basel III Capital Regulations in Switzerland
The Basel Committee on Banking Supervision has today published a report assessing the regulations that implement the…
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Provide for Transition to SEF Registration
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced the issuance of a…
CFTC Provides For Mutual Acceptance of Approved Legal Entity Identifiers
The Commodity Futures Trading Commission (CFTC) has issued an Amended Order expanding, through mutual acceptance by international…
Sign up for
our newsletter
Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.
Podcast
Upcoming Events
- There are no upcoming events.
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Technical Correction to No-Action Letter Regarding Certain Risk Mitigation Requirements
The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today announced the…