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Assessment of Basel III Capital Regulations in Australia Concluded by the Basel Committee

March 17, 2014 - - 0 Comment

The Basel Committee on Banking Supervision has today published a report assessing the regulations that implement the…

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U.S. Commodity Futures Trading Commission and Financial Services Agency of Japan Sign Memorandum of Cooperation to Enhance Supervision of Cross-Border Regulated Entities

March 10, 2014 - - 0 Comment

Today, leaders of the U.S. Commodity Futures Trading Commission (CFTC) and the Financial Services Agency of Japan…

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CFTC, FERC Implement Information Sharing MOU

March 5, 2014 - - 0 Comment

Agencies also Create Interagency Surveillance and Data Analytics Working Group Commodity Futures Trading Commission (CFTC) Acting Chairman…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Additional Guidance to Futures Commission Merchants and Depositories Regarding Procedures for New Filing Requirements

February 5, 2014 - - 0 Comment

  The U.S. Commodity Futures Trading Commission’s (Commission or CFTC) Division of Swap Dealer and Intermediary Oversight…

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CFTC’s Division of Market Oversight to Host Public Roundtable Regarding the Trade Execution Requirement and Package Transactions

January 31, 2014 - - 0 Comment

  The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) will hold a public…

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CFTC’s Division of Clearing and Risk and Division of Market Oversight Provide Time-Limited No-Action Relief for swap execution facilities (“SEFs”) from compliance with certain requirements of Commission Regulations 37.9(a)(2) and 37.203(a)

October 25, 2013 - - 0 Comment

  The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk and Division of Market Oversight…

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CFTC Announces that the Third Phase of Mandatory Clearing of iTraxx CDS Indices Begins Today and Reminds Market Participants that Cross-Border Exemptive Relief Expired on October 9, 2013

October 23, 2013 - - 0 Comment

  The Division of Clearing and Risk (Division) of the Commodity Futures Trading Commission (Commission) announces that…

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CFTC Adopts Rule Amendment to Clarify that Prohibition against Swap Dealers and Major Swap Participants Associating with Persons Who Are Statutorily Disqualified Does Not Apply in the Case of Clerical and Ministerial Employees

October 23, 2013 - - 0 Comment

The Commodity Futures Trading Commission (CFTC) today announced issuance of an amendment to its Regulation 23.22 to…

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ESMA Publishes Amended EMIR Q&A Clarifying the Use of LEI Identifiers

October 22, 2013 - - 0 Comment

  ESMA published today an update of its Question and Answers (Q&A) (Ref. 2013/1527) on the European…

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CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Regarding the Treatment of Swap Transactions by Certain Non-U.S. Persons, for Purposes of Making Calculations Under the Swap Dealer Definition

October 18, 2013 - - 0 Comment

The U.S. Commodity Futures Trading Commission’s (Commission’s) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued…

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