Basel Committee reports to G20 Finance Ministers and Central Bank Governors on Basel III implementation
The Basel Committee on Banking Supervision has today published its Report to G20 Finance Ministers and Central…
Regulation Map
CFTC Announces Public Meeting of the Technology Advisory Committee
The Commodity Futures Trading Commission (CFTC) announces that on Tuesday, October 30, 2012, the CFTC’s Technology Advisory…
CFTC Issues Final Interpretative Guidance to Clarify Foreign Regulators Indemnification and Confidentiality Obligations
The Commodity Futures Trading Commission (Commission) today issued final Interpretative Guidance to, under certain circumstances, exempt foreign…
SEC Adopts Standards for Risk Management and Operations of Clearing Agencies
The Securities and Exchange Commission today adopted a rule that establishes standards for how registered clearing agencies…
CFTC to Hold Open Meeting to Consider a Notice of Proposed Rulemaking on Enhancing Customer Protections
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, October 25, 2012, at…
SEC Proposes Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today voted unanimously to propose capital, margin, and segregation requirements for security-based…
CFTC Issues Final Rule Amending Existing Commission Regulations to Incorporate Swaps
The Commodity Futures Trading Commission (CFTC) today approved a final rule that amends certain current regulations in…
CFTC Division of Swap Dealer and Intermediary Oversight Issues Letter Providing Time-Limited No-action Relief with Respect to Foreign Exchange Forwards and Foreign Exchange Swaps
Today, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight is issuing a letter…
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Swaps Calculation by Certain Foreign Entities for Purposes of the Swap Dealer and Major Swap Participant Definitions
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a no-action…
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IOSCO Reviews Implementation of Commodity Derivatives Market Principles
The International Organization of Securities Commissions has published today the final report Survey on Implementation of the…