Global Securities Regulators’ Adopt New Principles and Increase Focus on Systemic Risk
The International Organization of Securities Commissions (IOSCO) has published its revised Objectives and Principles of Securities Regulation…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Summary of House-passed Provisions Included in Senate Wall Street Reform Base Text
Below is a summary of the House-passed H.R. 4173 provisions that have been included in the Senate…
House-Senate Conference on Financial Reform to Begin Tomorrow
Tomorrow, the House-Senate Conference on the Wall Street Reform and Consumer Protection Act will convene to begin…
International Cooperation and Global Governance are Vital to Tackling the Crisis, say European Lawmakers Visiting the US
Special Committee on the Financial, Economic and Social Crisis On the eve of the G20 summit and…
Six Further Jurisdictions to Join IOSCO’s Fight Against Cross Border Securities Market Misconduct
The International Organization of Securities Commissions (IOSCO) has today announced that six further securities regulatory authorities have…
Financial Crisis: MEPs to Discuss Transatlantic Cooperation in USA
Special Committee on the Financial, Economic and Social Crisis Members of the European Parliament’s Special Committee on…
Remarks of Chairman Gary Gensler, Sandler O’Neill Global Exchange and Brokerage Conference, New York, NY
Good morning. I thank Sandler O’Neill for inviting me to speak at this conference and Rich Repetto…
Chairman Schapiro Statement on FASB-IASB Decision to Modify Timing of Certain Convergence Projects
In February, the Securities and Exchange Commission laid out its position regarding global accounting standards, making it…
Daylight and Rules for the Derivatives Market
Economic and monetary affairs – Proposed EU rules on derivatives trading must be made clearer and tougher,…
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Remarks of Nout Wellink Chairman, Basel Committee on Banking Supervision President, De Nederlandsche Bank
Institute of International Finance 2010 Spring Meeting “The Basel Committee and Regulatory Reform” Introduction I wish to…