IMA Comments on the New UK Regulatory Structure Announced Today
– The new structure recognises the role of investment managers as ‘agents’– Good working relationships between regulators…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
FSA Implements New Powers Granted by Financial Services Act 2010
The document includes new rules and guidance covering the following areas: – Use of the power to…
Background on the President’s Bill Signing Ceremony Today
Ronald Reagan Building Today, the President will deliver remarks and sign the Dodd-Frank Wall Street Reform and…
CFTC Releases List of Areas of Rulemaking for Over-the-Counter Derivatives
The Commodity Futures Trading Commission (CFTC) today released the list of 30 areas of rulemaking to implement…
Dodd Statement: President Signs Wall Street Reform
Today, Senate Banking Committee chairman Chris Dodd (D-CT) issued the following statement after the President signed the…
President Obama Signs Financial Reform Bill Into Law
Breaking news from the Associated Press: "Obama signs sweeping financial overhaul into law" http://bit.ly/bSxE6U
Treasury Secretary Timothy Geithner Remarks on Passage of the “Wall Street Reform and Consumer Protection Act”
In March of 2008, as the fires of this financial crisis were just starting to burn, then-Senator…
Statement by Chairman Ben S. Bernanke on Senate’s Passage of Wall Street Reform Act
The financial reform legislation approved by the Congress today represents a welcome and far-reaching step toward preventing…
Treasury Secretary Timothy Geithner Remarks on Passage of the “Wall Street Reform and Consumer Protection Act”
In March of 2008, as the fires of this financial crisis were just starting to burn, then-Senator…
Financial Secretary to the Treasury Launches Consultation on the Implementation of Financial Regulation Reforms Announced at Mansion House
Financial Secretary to the Treasury, Mark Hoban MP, today launched the Government’s consultation on the implementation of…