AIMA Welcomes EU OTC Derivatives Reform
The Alternative Investment Management Association (AIMA) – the global hedge fund industry association – has urged European…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
The UK’s New Regulatory Structure: A New Beginning, or Rearranging the Pieces?
The new UK coalition government announced that it will introduce legislation to disband the UK financial regulator,…
CFTC and SEC Issue Joint Advance Notice of Proposed Rulemaking and Request for Comment Regarding Definitions and the Regulation of Mixed Swaps as Part of Dodd-Frank Act Rulemaking
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today published a joint…
Q&A On Universal Registration for Non-US Advisors
Following our Wednesday Webinar entitled:“Non-US Advisers Under the Dodd-Frank Act: Universal Registration is Here," speakers Mark Berman,…
Opening Statement, Meeting of: The CFTC-SEC Joint Advisory Committee on Emerging Regulatory Issues from Chairman Gary Gensler
Good morning. I am pleased to open the third public meeting of the CFTC-SEC Joint Advisory Committee…
Agencies Issue Advance Notice of Proposed Rulemaking Regarding Alternatives to the Use of Credit Ratings
The federal banking agencies (agencies) today have agreed to publish an advance notice of proposed rulemaking (advance…
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting
The Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC) today announced the agenda and…
CESR Consults on the Development of a Pan-European Access to Financial Information
CESR starts consulting on the development of a pan-European access to financial information disclosed by listed companies….
Opening Statement, Meeting of: The Agricultural Advisory Committee by Chairman Gary Gensler
Good morning. Thank you Commissioner Dunn for chairing today’s meeting of the Agricultural Advisory Committee and for…
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CFTC Staff Allows Turkish Derivatives Exchange’s Futures Contract Based on the Istanbul Stock Exchange 30 Stock Index to be Offered and Sold in the United States
The Commodity Futures Trading Commission’s (CFTC’s) Office of General Counsel yesterday issued a no-action letter permitting the…