Newedge Welcomes EU derivative Reform and Highlights Regulatory Arbitrage Risk with the US
Newedge Group, a global leader in multi-asset brokerage and clearing, supports the European Commission’s legislative proposals to…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC to Publish Federal Register Notice Seeking Public Input on Areas of Rulemaking to Implement the Dodd-Frank Wall Street Reform and Consumer Protection Act
The Commodity Futures Trading Commission (CFTC) today announced that it will publish in the Federal Register a…
AIMA to Engage with U.S. Authorities on Dodd-Frank Act Implementation
The Alternative Investment Management Association (AIMA) – the global hedge fund industry association – is to engage…
FSA Outlines a Fundamental Review of Trading Activity Regulation
There are clear benefits of participants in traded financial markets taking risks to facilitate a more efficient…
Statement of Chairman Gary Gensler on CFTC/SEC Public Roundtable to Discuss Governance and Conflicts of Interest in the Clearing and Listing of Swaps
Commodity Futures Trading Commission chairman Gary Gensler today commented on the joint CFTC-SEC Public Roundtable to Discuss…
Basel Committee Proposal to Ensure the Loss Absorbency of Regulatory Capital at the Point of Non-viability
In its December 2009 consultative document Strengthening the resilience of the banking sector, the Basel Committee on…
AIMA Welcomes EU OTC Derivatives Reform
The Alternative Investment Management Association (AIMA) – the global hedge fund industry association – has urged European…
CFTC Staff Allows Turkish Derivatives Exchange’s Futures Contract Based on the Istanbul Stock Exchange 30 Stock Index to be Offered and Sold in the United States
The Commodity Futures Trading Commission’s (CFTC’s) Office of General Counsel yesterday issued a no-action letter permitting the…
The UK’s New Regulatory Structure: A New Beginning, or Rearranging the Pieces?
The new UK coalition government announced that it will introduce legislation to disband the UK financial regulator,…
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CFTC to Begin Releasing Index Investment Data on a Monthly Basis
The Commodity Futures Trading Commission (CFTC) today announced that it would begin releasing data on index investment…