Financial Supervision: New EU watchdogs ready for 1 January 2011. José Manuel García-Margallo MEP
The European Parliament today approved the so-called Financial Supervision Package, the set of legislation due to create…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Parliament Gives Green Light to New Financial Supervision Architecture
Having fought for more than a year in favour of a radical reform of European financial supervision,…
CFTC to Hold Open Meeting on First Series of Proposed Rules Under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Friday, October 1, 2010, to…
FSA Chairman Welcomes the Decisions Reached on the Basel III Package of Capital and Liquidity Reforms
In a speech at the Mansion House tonight, the chairman of the Financial Services Authority, Lord Turner,…
The Dodd-Frank Act’s Title VII in Brief
The Dodd-Frank Wall Street Reform and Consumer Protection Act will transform the derivatives industry. In a Q&A, Sean…
FSA and FINRA Sign Cooperation Agreement
Given the linkages between our markets, it is vital that both regulators cooperate closely with each other…
CFTC Releases Rule Enforcement Review of the Chicago Mercantile Exchange and the Chicago Board of Trade
The Commodity Futures Trading Commission (Commission) has notified the Chicago Mercantile Exchange and Chicago Board of Trade…
Deutsche Börse Welcomes EU COM Proposal for OTC derivatives Market Reform
Deutsche Börse Group welcomes the intended regulation on OTC derivatives, central counterparties (CCPs), and trade repositories as…
European Commission Proposals for Regulation of OTC Derivatives – News & Comments Roundup
Today the European Commission published it’s proposals for measures on derivatives, credit default swaps (CDS) and short selling…
Remarks, OTC Derivatives Reform, EUROFI Financial Services Forum Panel on Trading and Clearing, Brussels, Belgium
Good afternoon. Welcome to today’s panel on trading and clearing in the off-exchange derivatives markets. I am…