Heather Seidel Named Associate Director in Division of Trading and Markets
The Securities and Exchange Commission today announced that Heather Seidel has been named an Associate Director in…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Opening Statement, Meeting of: The Global Markets Advisory Committee by Chairman Gary Gensler
Good afternoon. Thank you Commissioner Sommers for chairing today’s meeting of the Global Markets Advisory Committee. I…
Principles for Enhancing Corporate Governance Issued by the Basel Committee
The Basel Committee on Banking Supervision today issued a set of principles for enhancing sound corporate governance…
Remarks, Swap Execution Facility Conference by Chairman Gary Gensler
Good morning. I thank the Wholesale Markets Brokers’ Association for inviting me to speak at the “Swap…
Basel III Misses Opportunity to Break Down the Silo Culture in Banking
Algorithmics questions the missing link between capital and liquidity Algorithmics, the world’s leading provider of risk solutions,today…
Financial Stability Oversight Council Holds Inaugural Meeting
An Important Milestone Reached in Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act Convening today…
CME Group Statement on CFTC Rule Proposal on Requirements for Derivatives Clearing Organizations
CME Group, the world’s leading and most diverse derivatives marketplace, made the following statement in response to…
“Clearinghouses as Mitigators of Systemic Risk” and Remarks Before the Capital Markets Consortium by Commissioner Jill E. Sommers
Thank you for that kind welcome. It is an honor to be here today with the Capital…
Testimony Before the Senate Committee on Banking, Housing, and Urban Affairs by Chairman Gary Gensler
Good morning Chairman Dodd, Ranking Member Shelby and members of the Committee. I thank you for inviting…
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SEC Seeks Public Comment on Asset-Backed Securities Rule Proposal Under Dodd-Frank Act
The Securities and Exchange Commission is seeking public comment on proposed regulations to require issuers of asset-backed…