Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule:Anti-Manipulation Rulemaking I support the proposed rulemaking to enhance the Commission’s…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
IOSCO Proposes Regulatory Oversight Principles for Dark Liquidity
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a consultation report, Issues…
Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act Commissioner
Michael V. Dunn Today we consider the next set of proposed rules that come before the Commission…
Global OTC Derivative Reform Rules: A Glimpse of What’s to Come
Reval’s ceo and co-founder Jiro Okochi shares insight on how regulatory reform is progressing based on his participation…
Thomas A. Bayer Named SEC Chief Information Officer
The Securities and Exchange Commission today announced that Thomas A. Bayer has been appointed as the SEC’s…
Global Regulatory Overhaul is Pushing for Greater Transparency in OTC Instruments, Says TABB Group
New Research Report Examines the Changing OTC Valuations Industry; OTC Valuation Spending Projected to Grow at an…
CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
CFTC also to Consider One Non Dodd-Frank Proposed Rule The Commodity Futures Trading Commission (CFTC) will hold…
Report to the G20 on Response to the Financial Crisis Released by the Basel Committee
The Basel Committee on Banking Supervision met today in Seoul, South Korea, to work towards finalising its…
Upcoming Central Clearing for OTC Derivatives Webinar; Nov 16th
Register for this Complimentary Webinar November 16, 2010 Central Clearing OTC Derivatives in a New Regulatory Environment:…
Hedge Funds: Risk Reporting to Meet Demands of Regulators and Investors
Investors require in-depth risk reporting and lower fees whilst regulators are soon to introduce their own set…