Financial Services: Improving European Rules for a more Robust Framework for all Financial Actors and Instruments
As part of its work in creating a more transparent and stable financial system, the European Commission…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC Requests Public Comment on an Application by CME Clearing Europe Limited for Registration as a Derivatives Clearing Organization
The Commodity Futures Trading Commission (CFTC) is asking for public comment on an application by CME Clearing…
CFTC Seeks Public Input for a Joint CFTC-SEC Study on the Feasibility of Requiring the Adoption of Standardized Computer-Readable Descriptions of Complex and Standardized Derivatives
The Commodity Futures Trading Commission (CFTC) has approved for publication in the Federal Register a request for…
CFTC, SEC to Host Joint Public Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps
Staff from the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) will hold…
CFTC, SEC to Host Joint Public Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps
Staff from the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) will hold…
FSA Announces Appointment of Two Senior Advisors
The Financial Services Authority (FSA) today announced the appointment of Simon Prior-Palmer and Robert Stansbury as senior…
SEC Proposes Joint Rules with CFTC to Define Swap Related Terms
The Securities and Exchange Commission today voted unanimously to propose joint rules with the Commodity Futures Trading…
CFTC to Hold Open Meeting on Seventh Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, December 9, 2010, at…
Trade Associations Urge CFTC and SEC to Implement Dodd-Frank Derivatives Rules in Phases
Eleven financial trade associations including the FIA have urged the Commodity Futures Trading Commission and the Securities…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Governance: I support the proposed rule on further governance and…