Final Report on the Assessment of the Macroeconomic Impact of the Transition to Stronger Capital and Liquidity Requirements
The Financial Stability Board (FSB) and Basel Committee on Banking Supervision (BCBS) concluded their assessment of the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
“Proposed Position Limits for Derivatives”
Statement of Bruce Fekrat, Senior Special Counsel, Division of Market Oversight Good afternoon Mr. Chairman, Commissioners. Today…
Basel III Rules Text and Results of the Quantitative Impact Study Issued by the Basel Committee
The Basel Committee issued today the Basel III rules text, which presents the details of global regulatory…
SEC Proposes Review Process for Mandatory Clearing of Security-Based Swaps Under Dodd-Frank Act
The Securities and Exchange Commission today voted unanimously to propose rules required under the Dodd-Frank Act that…
SEC Proposes End-User Requirements Under Dodd-Frank Act for Security-Based Swaps Exempt From Mandatory Clearing
The Securities and Exchange Commission today voted unanimously to propose requirements of end-users when they engage in…
CFTC to Hold Open Meeting on Eighth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, December 16, 2010, at…
Guidance on Backtesting Released by the Basel Committee
The Basel Committee on Banking Supervision issued today Sound practices for backtesting counterparty credit risk models. This…
Reval Says IASB Accounting Rules Allow Companies to Hedge More Risk
Exposure Draft Gives IFRS Reporters Greater Flexibility An exposure draft (ED) for public comment issued today…
IASB Proposes Improvements to Hedge Accounting
The International Accounting Standards Board (IASB) today published for public comment an exposure draft on the accounting…
Stephen L. Cohen Named Associate Director in SEC Division of Enforcement
The Securities and Exchange Commission today announced that Stephen L. Cohen has been appointed as an associate…