Statement, Prior to Notice of Proposed Rulemaking – Position Limits for Derivatives
Commissioner Scott D. O’Malia Introduction I believe that releasing this proposed rule for comment in its present…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Opening Statement, Open Meeting on the Ninth Series of Proposed Rulemakings under the Dodd-Frank Act
Commissioner Jill E. Sommers Good Morning- I would like to begin again today by thanking the staff…
ESMA becomes operational – Carlos Tavares elected Vice-Chairman, Board of Supervisors elects Members of Management Board and endorses internal rules and procedures
Following the establishment of the European Securities and Markets Authority (ESMA) on 1 January 2011, the Board…
Quantifi Releases Version 10.0 to Satisfy OTC Market Demand for Counterparty Risk Management and Regulatory Compliance
– Quantifi Version 10.0 provides significantly broader asset coverage including Hybrids – Delivers enhanced scalability, groundbreaking performance…
CFTC to Hold Open Meeting on Ninth Series of Proposed Rules under the Dodd-Frank Act
Commission to also Consider Adoption of a Final Rule The Commodity Futures Trading Commission (CFTC) will hold…
Statement Regarding Position Limits and Interim Position Points
Commissioner Bart Chilton I have been reluctant to support the Commission’s issuance of a position limit proposal…
Open Meeting on Ninth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of proposed…
Open Meeting on Tenth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting to consider the issuance of proposed…
Capitalisation of Bank Exposures to Central Counterparties – Consultative Paper Issued by the Basel Committee
The Basel Committee issued today a consultative paper on the Capitalisation of bank exposures to central counterparties.The…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Position Limits I support the proposed rulemaking to establish position…