SEC Names Eileen Rominger as Director of Division of Investment Management
The Securities and Exchange Commission today announced that Eileen Rominger has been named its director of Investment…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC to Hold Open Meeting on Eleventh Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, January 26, 2011, at…
CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on January 28, 2011,…
Financial Stability Oversight Council Takes Major Steps to Make Financial System More Stable, Protect Against Future Crises
FSOC Approves Volcker Rule and Concentration Limit Studies, Issues Proposed Rule on Designations of Nonbank Financial Firms…
Remarks, Financial Stability Oversight Council
Chairman Gary Gensler Good afternoon. I thank Secretary Geithner for calling today’s meeting of the Financial Stability…
AIMA Responds to ESMA Consultation on AIFMD
The Alternative Investment Management Association (AIMA), the global hedge fund association, has called for the implemented form…
Remarks, Implementing the Dodd-Frank Act, George Washington School of Law
Chairman Gary Gensler Good morning. I thank Ed Labaton for that kind introduction as well as George…
CFTC to Hold Open Meeting on Tenth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, January 20, 2011, at…
Steven Maijoor is Selected as ESMA’s First Chair
The European Securities and Markets Authority (ESMA) announces today the selection of Steven Maijoor, as the proposed…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation Requirements…