Opening Statement, Public Meeting on Proposed Rules Under Dodd-Frank Act
Commissioner Michael V. Dunn Thank you all for joining us today for this important meeting regarding the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Opening Statement, Tenth Series of Proposed Rulemakings Under the Dodd-Frank Act
Commissioner Scott O’Malia Today this commission will consider its tenth series of proposed rulemakings under the Dodd-Frank…
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Orderly Liquidation Termination Provision in Swap Trading Relationship Documentation Requirements…
SEC Names Eileen Rominger as Director of Division of Investment Management
The Securities and Exchange Commission today announced that Eileen Rominger has been named its director of Investment…
CFTC to Hold Open Meeting on Eleventh Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, January 26, 2011, at…
CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on January 28, 2011,…
Financial Stability Oversight Council Takes Major Steps to Make Financial System More Stable, Protect Against Future Crises
FSOC Approves Volcker Rule and Concentration Limit Studies, Issues Proposed Rule on Designations of Nonbank Financial Firms…
Remarks, Financial Stability Oversight Council
Chairman Gary Gensler Good afternoon. I thank Secretary Geithner for calling today’s meeting of the Financial Stability…
AIMA Responds to ESMA Consultation on AIFMD
The Alternative Investment Management Association (AIMA), the global hedge fund association, has called for the implemented form…
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Jonathan S. Sokobin Named Acting Director of the SEC’s Division Of Risk, Strategy and Financial Innovation
Securities and Exchange Commission chairman Mary L. Schapiro today named Jonathan S. Sokobin as acting director of…