ESMA nominates Verena Ross Executive Director
The Board of Supervisors (BoS), ESMA’s decision taking body made up of 27 voting members, nominated…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC to Hold Open Meeting on Twelfth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, February 24, 2011, at…
Testimony before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, Washington, DC
Chairman Gary Gensler Good morning Chairman Johnson, Ranking Member Shelby and members of the Committee. I thank…
Testimony of Chairman Gary Gensler before the House Committee on Financial Services
Good morning Chairman Bachus, Ranking Member Frank and members of the Committee. I thank you for inviting…
Testimony of Chairman Gary Gensler before the House Committee on Agriculture
Good morning Chairman Lucas, Ranking Member Peterson and members of the Committee. I thank you for…
SEC Proposes First in Series of Rule Amendments to Remove References to Credit Ratings
The Securities and Exchange Commission today voted unanimously to propose amendments to its rules that would…
Capco Appoints Sean Culbert Co-lead of the Firm’s Finance, Risk and Compliance Practice
Firm Taking the Leading Role In Regulatory Reform Consulting Services In order to support growing client…
Federal Reserve Issues Proposals Related to Designation of Systemically Important Nonbank Financial Companies
The Federal Reserve Board on Tuesday requested comment on a proposed rule that implements two provisions of…
European Systemic Risk Board: President Trichet in Parliament
Economic and monetary affairs European Central Bank President Jean-Claude Trichet was questioned in Parliament’s Economic and…
Exploring Title VII of the Dodd-Frank Act & the Impact on Margin Posed by End Users
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) continue to issue regulations…