SEC Proposes Clearing Agency Standards for Operations and Governance
The Securities and Exchange Commission today voted to propose rules in accordance with the Dodd-Frank Wall Street…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Lawmakers Begin Work on Derivatives Regulation
Mr Langen disagreed with suggestions by some EU Member States that all derivatives should be regulated….
Statement on Support of the Dodd-Frank Rulemaking of Chairman Gary Gensler
Statements for the record on each rule: Disruptive Trading Practices Interpretive Order I support the proposed…
Rates, Curves and Derived Data Management Remains a Neglected Area following the Crisis, says Xenomorph Research
Xenomorph, the analytics and data management solutions provider to global financial institutions, has today released its white…
Exploring Title VII of the Dodd-Frank Act & the Impact on Margin Posed by End Users
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) continue to issue regulations…
ESMA nominates Verena Ross Executive Director
The Board of Supervisors (BoS), ESMA’s decision taking body made up of 27 voting members, nominated…
CFTC to Hold Open Meeting on Twelfth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, February 24, 2011, at…
Testimony before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, Washington, DC
Chairman Gary Gensler Good morning Chairman Johnson, Ranking Member Shelby and members of the Committee. I thank…
Testimony of Chairman Gary Gensler before the House Committee on Financial Services
Good morning Chairman Bachus, Ranking Member Frank and members of the Committee. I thank you for inviting…
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SEC Proposes Rule Amendments to Remove Credit Rating References in Investment Company Act Rules and Forms
The Securities and Exchange Commission today proposed rule amendments to remove references to credit ratings in certain…