High-Level Conference Discusses Ways to Reduce Global Financial Risk and Improve Macro-prudential Regulation
Representatives from central banks, ministries of finance, and supervisory agencies from 34 advanced and emerging market countries…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Key House Lawmakers Introduce Bill to Extend Deadline for Derivatives Title of Dodd-Frank Say regulators need time to get it right
Representatives Frank Lucas (R-OK), Spencer Bachus (R-AL), K. Michael Conaway (R-TX), and Scott Garrett (R-NJ) introduced H.R….
Collateral Management & Documentation to be Covered in May Webinars
Collateral Management & Derivatives Documentation are the themes to be discussed in two separate roundtable discussions held…
Subcommittee Continues Oversight of CFTC’s Rulemaking Process
Today, Rep. K. Michael Conaway (R-TX), chairman of the House Agriculture Committee’s Subcommittee on General Farm…
CFTC and SEC Staffs to Host Public Roundtable Discussion on Dodd-Frank Implementation
The staffs of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) today…
CFTC Issues Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements for Pre-Enactment and Transition Swaps
The Commodity Futures Trading Commission (“CFTC”) today announced that it has proposed rules establishing swap data recordkeeping…
Johnson Opening Statement on Derivatives Oversight Hearing
Today, Senate Banking Committee Chairman Tim Johnson (D-SD) held a hearing entitled “Building the New Derivatives Regulatory…
Publication of Joint Study on the Feasibility of Mandating Algorithmic Descriptions for Derivatives
Today, the Securities and Exchange Commission and Commodity Futures Trading Commission (collectively “Commissions”) delivered to Congress a…
CFTC to Hold Open Meeting on Thirteenth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, April 12, 2011, at…
SEC Announces Roundtable on International Financial Reporting Standards
The Securities and Exchange Commission staff announced today that it will sponsor a roundtable in July to…