CFTC Offers Concepts & Questions Document Ahead of May 2/3 Roundtable Meetings on Dodd-Frank Implementation
Market participants encouraged to review document and submit comments The staff of the US Commodity Futures Trading…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Antitrust: Commission Probes Credit Default Swaps Market
European Commission Press Release The European Commission has opened two antitrust investigations concerning the Credit Default Swaps…
CFTC Staff Provides Concepts and Questions Document Ahead of Joint CFTC-SEC Public Roundtable Discussion on Dodd-Frank Implementation
Staff of the Commodity Futures Trading Commission (CFTC) today released a document setting forth concepts that it…
Impact of the Dodd-Frank Act on OTC Derivatives: Challenges Reign
A New Report From Aite Group FinReg seeks to address systemic financial risk in OTC swap transactions,…
SEC Proposes Product Definitions for Swaps
The Securities and Exchange Commission today voted unanimously to propose rules further defining the terms “swap,” “security-based…
SEC Proposes Rule Amendments to Remove Credit Rating References in Exchange Act Rules
The Securities and Exchange Commission today voted unanimously to propose amendments that would remove references to…
CFTC to Hold Open Meeting on Fourteenth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, April 27, 2011, at…
CFTC to Hold Open Meeting on Fourteenth Series of Proposed Rules under the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Wednesday, April 27, 2011, at…
SEC Announces Roundtable on International Financial Reporting Standards
The Securities and Exchange Commission staff announced today that it will sponsor a roundtable in July to…
Commodity Futures Trading Commission Votes to Establish a New Subcommittee of the Technology Advisory Committee (TAC)
New Subcommittee on Data Standardization is Seeking Nominations for Members Commissioner Scott D. O’Malia, the chairman of…