CFTC to Hold Open Meeting to Consider Effective Dates of Provisions in the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, June 14, 2011, at…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Agencies Extend Comment Period on Risk Retention Proposed Rulemaking
Six federal agencies have approved and will submit a Federal Register notice that extends the comment period…
CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on June 8, 2011,…
CFTC Staff to Host Public Roundtable to Discuss Protection of Cleared Swaps Customer Collateral
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on June 3, 2011,…
Algorithmics Warns Proprietary Trading Desks Face Tougher Future as Standalone Entities under Dodd Frank
Algorithmics, the leading provider of risk solutions, said today that it was receiving increasing numbers of enquiries…
Clampdown on Derivatives Trading Economic and Monetary Affairs
New EU legislation designed to regulate the trade in derivatives – widely believed to have contributed to…
AIMA Warns New Barriers to International Clearing Could Be Created by EU OTC Derivatives Proposals
New barriers to international clearing could be erected by proposed new regulations for over-the-counter (OTC) derivatives in…
SEC Proposes Rules to Increase Transparency and Improve Integrity of Credit Ratings
The Securities and Exchange Commission today voted unanimously to propose new rules and amendments intended to increase…
ESMA issues Guidelines on Endorsement and Clarifies the Use for Regulatory Purposes of Credit Ratings issued Outside the European Union after 6 June 2011
ESMA issues today its Guidelines on endorsement (ESMA/2011/139) in a Final Report, including a Feed- back…
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SEC-CFTC Staffs to Host Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions Under Dodd-Frank Act
The staffs of the Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today announced…