A New Dodd-Frank Deadline but the Industry Keeps Pedal to the Metal
Weekly roundup of the relief for Dodd-Frank rulemaking, the new commodities data repository and a template for…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
End User Regulatory Update: The Current State of Derivatives Regulation in the EU and U.S.
As regulatory reform evolves on both sides of the Atlantic, end users still face the possibility of…
SEC Proposes Exemptions From Registration Requirements for Security-Based Swaps Issued by Certain Clearing Agencies
The Securities and Exchange Commission today proposed rules that would provide certain clearing agencies with exemptions from…
SEC Announces Steps to Address One-Year Effective Date of Title VII of Dodd-Frank Act
The Securities and Exchange Commission today said it is taking a series of actions in the coming…
SEC-CFTC Staffs to Host Public Roundtable Discussion on Proposed Dealer and Major Participant Definitions Under Dodd-Frank Act
The staffs of the Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today announced…
CFTC to Hold Open Meeting to Consider Effective Dates of Provisions in the Dodd-Frank Act
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, June 14, 2011, at…
Agencies Extend Comment Period on Risk Retention Proposed Rulemaking
Six federal agencies have approved and will submit a Federal Register notice that extends the comment period…
CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on June 8, 2011,…
CFTC Staff to Host Public Roundtable to Discuss Protection of Cleared Swaps Customer Collateral
Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on June 3, 2011,…
Agencies Extend Comment Period on Swap Margin and Capital Proposed Rulemaking
Five federal agencies have approved and will submit a Federal Register notice that extends the comment period…