CFTC Commissioner Scott D. O’Malia Seeks Public Comment on the Review of Swaps for Mandatory Clearing
Commissioner Scott D. O’Malia of the Commodity Futures Trading Commission (CFTC) issued a letter to the public…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Full Impact of MiFID II Revealed by New Research from GreySpark Partners
* Financial industry displays wide resistance to MiFID II * Universal approach to enhance transparency in…
CFTC Chairman Gary Gensler Announces Appointment of Tony Thompson as Executive Director
The Commodity Futures Trading Commission (CFTC) today announced the appointment of Tony Thompson to serve as the…
CFTC Announces First Public Meeting of the Technology Advisory Subcommittee on Data Standardization
Subcommittee will Look Into Public/Private Solutions for Creating Well-Accepted Standards for Describing, Communicating, and Storing Data on…
U.S. Regulators Seek Public Input for a Joint CFTC-SEC Study on International Swap Regulation
The Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) have approved for publication…
David Blass Named Chief Counsel in SEC Division of Trading and Markets
The Securities and Exchange Commission today announced that David W. Blass has been named Chief Counsel and…
CFTC and SEC Staffs to Host Public Roundtable to Discuss International Issues relating to the Implementation of Title VII of the Dodd-Frank Act
The staffs of the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) will…
ISDA Marks First Anniversary of Dodd-Frank Act: Clearing, Transparency Drive Improvements in OTC Derivatives Markets
At the first anniversary of the Dodd-Frank Act, market participants, policymakers and others are assessing the safety…
ESMA Consults on Systems and Controls for Highly Automated Trading
ESMA publishes a consultation paper (ESMA/2011/224) today setting out its proposals for detailed guide- lines for trading…
Sign up for
our newsletter
Join our mailing list to receive the monthly e-newsletter and alerts about future events and webinars.
Podcast
Upcoming Events
- There are no upcoming events.
ESMA Promotes Harmonised Regulatory Action on Short-selling in the EU
ESMA today published a statement on the harmonised action by national competent authorities on short-selling. European financial…