SEC and CFTC Seek Public Input for Joint Stable Value Contract Study
The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) have approved for publication in…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
New Research Reveals Keys To Overcoming Over The Counter (OTC) Derivatives Market Data Challenges
Robust Low Latency Messaging “Critical” to Post-Financial Reform Swaps Market Says TABB Group News Facts: • Informatica…
TABB Group Says OTC Derivatives Reform Implementation Will Cause Data Levels to Surge as much as 400%
OTC Derivatives Firms Will Spend $3.4 Billion on Clearing and Back-Office Technology in 2011 Meeting the Need…
Proactive Preparation: Identifying Priorities & an Action Plan to Meet Dodd-Frank’s Title VII Requirements
In a Q&A, Deloitte’s Ricardo Martinez explains the methodology and prioritization program used to assist sell-side clients…
The FSMA Modifies Short Selling Rules
The Financial Services and Markets Authority (FSMA) modifies the rules governing short selling of financial shares. The…
ESMA Promotes Harmonised Regulatory Action on Short-selling in the EU
ESMA today published a statement on the harmonised action by national competent authorities on short-selling. European financial…
CFTC Commissioner Scott D. O’Malia Seeks Public Comment on the Review of Swaps for Mandatory Clearing
Commissioner Scott D. O’Malia of the Commodity Futures Trading Commission (CFTC) issued a letter to the public…
Full Impact of MiFID II Revealed by New Research from GreySpark Partners
* Financial industry displays wide resistance to MiFID II * Universal approach to enhance transparency in…
CFTC Chairman Gary Gensler Announces Appointment of Tony Thompson as Executive Director
The Commodity Futures Trading Commission (CFTC) today announced the appointment of Tony Thompson to serve as the…
CFTC’s Office of Chief Economist to Host Conference on Commodity Markets
The Commodity Futures Trading Commission’s (CFTC) Office of Chief Economist will host a high-level research conference on…