CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Amendment
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 18, 2011,…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
SIFMA Statement on the Volcker Rule Proposal
SIFMA today released the following statement from president and ceo Tim Ryan in reaction to the Volcker…
An Unintended Consequence?
No, it’s not all Kudrin all the time here at SWP. I know there are those of…
CFTC Announces Second Public Meeting of the Technology Advisory Subcommittee on Data Standardization
Subcommittee Working Groups to Present Interim Findings Aimed at Creating Universally Acceptable Standards for Complex Financial Products
ECB plan to disintegrate multi-currency CCPs
The ECB has proposed that a CCP must be domiciled, and settle, in the location of the…
First Look – MiFID 2 Draft
The latest draft of MiFID 2 which has been in circulation since Friday 2nd September has caused…
CFTC’s Division of Market Oversight Provides Temporary Relief from Large Swaps Trader Reporting for Physical Commodities
The Commodity Futures Trading Commission’s (Commission’s) Division of Market Oversight (Division) today issued a letter providing temporary…
IOSCO Announces Commodity Derivatives Markets Supervisory Principles
The Technical Committee of the International Organization of Securities Commissions (IOSCO) has today published its report on…
SEC to Seek Comment on Review of Existing Regulations
The Securities and Exchange Commission today announced that it will seek public comment on a plan to…
Brokers & Execution Platforms Could Face Unfair Competition if Non-discriminatory CCP Access Remains Unclear
Brokers are calling for the language within EMIR around non-discriminatory access to clearing houses to be more…