CFTC’s Division of Market Oversight Issues Letter to Market Participants Requiring Compliance with New Large Trader Reporting System for Physical Commodity Swaps and Swaptions
Division to Provide Temporary and Conditional Safe Harbor for Less than Fully Compliant Reporting The Commodity Futures…
FOA Enhances Regulatory Team
The Futures and Options Association is enhancing its regulatory resources with the appointment of Blake Stephenson as Manager, Regulation, with effect from 28 November. Blake joins the FOA from the Financial Services Authority (FSA) where he was part of the exchange supervision team. He is also a qualified solicitor.