ESMA Launches a Consultation on EMIR and Announces an Open Hearing on 6 March
The Regulation of the European Parliament and Council on OTC Derivatives, CCPs and trade repositories (EMIR) introduces…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
OTC Derivatives Central Clearing Preview for 2012
Peter Norman, a DTCC-CSFI Post-Trade Fellow and author of “The Risk Controllers: Central Counterparty Clearing in Globalised…
State Street Launches SwapEx Initiative, Significantly Expanding End-to-End Derivatives Solution
Clients to Benefit from Increased Price Transparency and Liquidity State Street Corporation (NYSE: STT), one of the…
ESMA Launches a Consultation on Short Selling and CDS, and Announces an Open Hearing on 29 February
The purpose of this consultation is to seek comments on the technical advice that ESMA proposes to…
ISDA Comments on the Agreement Reached on the European Markets Infrastructure Regulation (EMIR)
The International Swaps and Derivatives Association, Inc. (ISDA) welcomes last night’s agreement on the European Markets Infrastructure…
EP-Council Deal on Rules for a Safe and Transparent Derivatives Market
ECON Economic and monetary affairs After long negotiations a compromise deal on new EU legislation to regulate…
CFTC Issues Final Rule Amending Registration and Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors
Also Issues a Proposed Rule to Harmonize Compliance Obligations for Registered Investment Companies Required to Register as…
Swap Dealers – Tackling Tasks to Comply with Dodd-Frank
US financial reform legislation transforms the swap market from an unregulated to a highly regulated market. Davis…
Commodity Futures Trading Commission and Securities and Exchange Commission Release Joint Report to Congress on International Swap Regulation
The Commodity Futures Trading Commission and the Securities and Exchange Commission delivered to Congress a report on…
CFTC to Hold Open Meeting to Consider Two Final Rules and One Proposed Rule
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, February 23, 2012, at…