Extraterritorial Compliance Becomes the ‘New Normal’ for Financial Institutions
· Extraterritorial laws such as FATCA, Dodd-Frank, Sarbox, Solvency II are growing in…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Joint Statement on Regulation of OTC Derivatives Markets
The Ontario Securities Commission today released the following joint statement with other regulators: Leaders and senior representatives…
CFTC to Hold Open Meeting to Consider a Final Rule on Core Principles and Other Requirements for Designated Contract Markets and a Proposed Order Amending the Effective Date for Swap Regulation
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Thursday, May 10, 2012, at…
Fundamental Review of Trading Book Capital Requirements: Consultation by the Basel Committee
The Basel Committee on Banking Supervision today issued a consultative document on the fundamental review of trading…
CFTC Votes to Clarify Indemnification and Confidentiality Provisions in the Dodd-Frank Act
Commission Issues Proposed Interpretative Statement; Seeks Public Comment The Commodity Futures Trading Commission (CFTC) today voted to…
Buy-side Interest Rate Swap Clearing Surges Ahead of Dodd-Frank Mandate
-Client clearing on SwapClear up by 175% in 2012 to over USD 700 billion total notional LCH.Clearnet…
End Users Concerned about Cost & Collateral Implications of Regulatory Reform
End users, such as insurers, face a squeeze on liquidity and a potential increase in cost of…
Legal Entity Data Management: More than an Afterthought
Legal entity data has come a long way. Virginie O’Shea, an analyst at Aite Group, explains the…
Volcker Rule Conformance Period Clarified
The Federal Reserve Board on Thursday announced its approval of a statement clarifying that an entity covered…
CFTC Proposes Order Amending the Effective Date for Swap Regulation Order Issued on July 14, 2011
The Commodity Futures Trading Commission (CFTC) today voted to propose an Order regarding the effective date for…