ISITC Launches New Regulatory Working Group
Group to analyze and establish best practices in support of new global regulatory policies ISITC (The International…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Eurex Clearing and Major Dealers to Cooperate in Launch of OTC Interest Rate Swaps Clearing
EurexOTC Clear for Interest Rate Swaps will deliver efficient risk management and safety for dealer and client…
Tullett Prebon Information in Cooperation With IDS GmbH-Analysis and Reporting Services, a Company of Allianz, Launches Unique Solvency II Solution
Tullett Prebon Information (“TPI”), one of the leading global suppliers of over-the-counter (‘OTC’) financial data, is pleased…
DealHub Launches Package of Solutions for Regulatory Reporting and Clearing
New service provides out of the box solution to manage regulatory workflow & connectivity DealHub (Option Computers…
CFTC Staff to Host a Public Roundtable to Discuss the Proposed Volcker Rule
The Commodity Futures Trading Commission (CFTC) today announced that staff will hold a public roundtable on Thursday,…
Putting the De Minimis Threshold in Context
The CFTC and SEC passed a final rule defining the type of institutions that have to register…
CFTC Approves Notice of Proposed Rulemaking Regarding Regulations on Aggregation for Position Limits for Futures and Swaps
The Commodity Futures Trading Commission (CFTC) today approved a notice of proposed rulemaking that would modify the…
CFTC Approves Final Rule on Swap Data Recordkeeping and Reporting Requirements for Pre-Dodd-Frank and Transition Swaps
The U.S. Commodity Futures Trading Commission (CFTC) today approved a final rule on swap data recordkeeping and…
Wolters Kluwer Financial Services’ FRSGlobal reveals Basel III checklist
New paper provides snapshot of Basel III implementation around the world FRSGlobal, the financial risk management and…
CFTC Staff to Host a Public Roundtable to Discuss Proposed Regulations Implementing Core Principle 9 for Designated Contract Markets
The Commodity Futures Trading Commission (CFTC) today announced that staff will hold a public roundtable on Tuesday,…