Regulatory Reporting: Strategically Adapting to Cross-Jurisdiction Regulatory Changes
The financial industry is experiencing continued regulatory changes with a high focus on transparency. The number of…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
The Volcker Rule – How to Prepare Ahead of the July 21st Deadline
The Volcker Rule Statute becomes effective on July 21, 2012, regardless of whether or not implementing regulations…
CFTC Approves New Financial Rules Submitted by the National Futures Association to Strengthen the Protection of Customer Funds Held by Futures Commission Merchants
The Commodity Futures Trading Commission (Commission or CFTC) today approved new financial rules submitted by the National…
CFTC Publishes Proposed Rules Related to Margin Requirements for Uncleared Swaps and More
The CFTC Publishes Proposed Rules Related to Margin Requirements for Uncleared Swaps and excemptive order for compliance with…
OTC Derivative Market Reforms Raise Challenging Questions for Sovereign Institutions, says BNY Mellon Report
Classification of sovereigns and subsequent variation in Basel III capital adequacy rules must be addressed to avoid…
The Road to Dodd-Frank Compliance: How Will the Energy Derivatives Landscape Change?
Stephen Nimmo, senior manager, SunGard Global Services, offers his views on how new derivatives regulation under the…
SEC Approves Rules and Interpretations on Key Terms for Regulating Derivatives
The Securities and Exchange Commission late Friday took another step toward regulating the over-the-counter derivatives market by unanimously…
Margin Requirements for Non-centrally-cleared Derivatives – Consultative Document issued BCBS and IOSCO
The Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) have today published…
European Council Adopts Rules on Derivatives
The European Council today adopted a regulation aimed at increasing transparency in derivatives and reducing risk in…
CFTC’s Division of Market Oversight Issues Temporary No-Action Relief to Non-Clearing Swap Dealers to Comply with Large Trader Reporting Requirements for Physical Commodity Swaps and Swaptions
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced the issuance of temporary…