ESMA Publishes ETF guidelines and Consults on Repo Arrangements
The European Securities and Markets Authority (ESMA) has today published guidelines on Exchange-Traded Funds (ETFs) and other…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC Proposes Clearing Determination for Certain Credit Default Swaps and Interest Rate Swaps
The Commodity Futures Trading Commission proposed new rules to require certain credit default swaps (CDS) and interest…
Capitalisation of Bank Exposures to Central Counterparties
The Basel Committee issued today interim rules for the capitalisation of bank exposures to central counterparties (CCPs)….
Regulatory Treatment of Valuation Adjustments to Derivative Liabilities: Final Rule Issued by the Basel Committee
The Basel Committee on Banking Supervision today revised paragraph 75 of Basel III as regards its application…
CFTC’s Division of Market Oversight Issues Temporary No-Action Relief from the Aggregation Requirements of the Commission’s Rule Regarding Position Limits for Futures and Swaps
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) today announced the issuance of temporary…
CFTC Approves Regulations to Phase in Compliance with Clearing Requirements of the Dodd-Frank Act
The Commodity Futures Trading Commission today approved final regulations that establish a schedule to phase in compliance…
REPORTER Selected by Further Eight Firms as EBA Common Reporting (COREP+) Deadline Approaches
Lombard Risk Management plc (LSE: LRM) (“Lombard Risk”), a leading provider of integrated collateral management and liquidity, regulatory…
CFTC Announces Designation of DTCC-SWIFT as the Provider of CFTC Interim Compliant Identifiers
The Commodity Futures Trading Commission (CFTC) today issued an Order designating DTCC-SWIFT as the provider of the…
CFTC Announces Public Meeting of the Technology Advisory Committee
The Commodity Futures Trading Commission (CFTC) announces that on Thursday, July 26, 2012, the CFTC’s Technology Advisory…
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Commission Launches Consultation on a Future Framework for Investment Funds
The Commission today launched an in-depth consultation on issues arising in the area of investment funds. The…