Portfolio Reconciliation: How to Adjust Processes to Comply with New Financial Regulation
In a Q&A, TriOptima’s David White explores the impact new financial regulation will have on portfolio reconciliation…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Improving the BIS International Banking Statistics
A report released today by the Committee on the Global Financial System (CGFS) documents a series of…
ISDA Launches OL Plus
The International Swaps and Derivatives Association, Inc. (ISDA) today announced the launch of its Online Library’s new…
CFTC’s Division of Clearing and Risk Issues Staff Interpretation Regarding Part 22
The staff of the Commodity Futures Trading Commission’s Division of Clearing and Risk today issued an interpretation…
CFTC’s Division of Clearing and Risk Issues Temporary Compliance Delay Due to Hurricane Sandy
Due to the damage caused by Hurricane Sandy, the staff of the Commodity Futures Trading Commission’s Division…
SunGard Enhances IntelliMatch Operational Control to Support Centrally Cleared OTC Derivatives
SunGard has enhanced IntelliMatch Operational Control to help brokers address today’s market requirements in centrally cleared over-the-counter…
Financial Stability Board Publishes Fourth Progress Report on Implementation of OTC Derivatives Market Reforms
The Financial Stability Board (FSB) published today its fourth six-monthly progress report on the implementation of over-the-counter…
IOSCO Reviews Implementation of Commodity Derivatives Market Principles
The International Organization of Securities Commissions has published today the final report Survey on Implementation of the…
Basel Committee reports to G20 Finance Ministers and Central Bank Governors on Basel III implementation
The Basel Committee on Banking Supervision has today published its Report to G20 Finance Ministers and Central…
CFTC Issues Proposed Swaps Report for Public Comment
Proposed report seeks public input on format, structure, and supporting documentation The Commodity Futures Trading Commission (CFTC)…