Authorities’ Access to Trade Repository Data – Consultative Report issued by CPSS-IOSCO
The Committee on Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) have…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Regulation Reality: Category I Clearing Begins
The first deadline for central clearing of certain swaps has passed but category II and III market…
Wolters Kluwer Financial Services Selected by Mizuho International plc for Basel III Reporting
Basel III Solution Chosen to Enable Automation of Bank’s COREP, FINREP, and LCR Returns Wolters Kluwer Financial…
Charles River Helps Buy-Side Firms Comply with Dodd-Frank OTC Clearing Requirements
Charles River, a front- and middle-office investment management solutions provider, today announced a direct interface between the…
Basel Committee Concludes Assessment of Basel III capital regulations in Singapore
The Basel Committee on Banking Supervision has today published a report assessing the regulations that implement the…
CFTC’s Division of Clearing and Risk Issues Limited No-Action Relief from Required Clearing for Partial Novation and Partial Termination of Certain Swaps
The Commission’s Division of Clearing and Risk (Division) today issued a no-action letter that provides relief from…
ESMA Publishes Q&As on EMIR Implementation
The European Securities and Markets Authority (ESMA) has published a set of Questions and Answers in order…
Fenergo Launches Next-generation Client & Counterparty Data Management Solution to Support Regulatory Onboarding
Latest Fenergo release offers high-quality, cleansed, remediated and centralised legal entity and hierarchical data to support compliance…
Basel III Monitoring Results Published by the Basel Committee
The Basel Committee published today the results of its Basel III monitoring exercise. The study is based…
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CFTC’s Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today announced the issuance…