BLOG: SEF Rules Passed by CFTC this Week
After much anticipation, the CFTC passed final rules on the governance of swap execution facilities (SEFs) including…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
SEF Rules Passed by CFTC this Week
After much anticipation, the CFTC passed final rules on the governance of swap execution facilities (SEFs) including…
Chatham Financial Survey Highlights Impact of Regulatory Uncertainty on Derivatives End-Users
Survey Shows Need for Greater Clarity Surrounding Compliance Requirements for Cross-Border Transactions According to a recent…
State Street Solutions Help Clients Navigate Regulatory Change and Mitigate Risk
State Street Corporation (NYSE: STT), announced today enhancements to its financial reporting and collateral services which…
DealHub Regulatory Solutions Help Banks Overcome Dodd Frank Challenges and Prepare for EMIR Deadlines
DealHub (Option Computers Ltd) announced today that its regulatory solutions, including DealHub Smart Reporting, are live at…
CPSS and IOSCO Monitor the Implementation of PFMIs
The Committee on Payment and Settlement Systems (CPSS) and the International Organization of Securities Commissions (IOSCO) have…
Financial Stability Board Publishes Fifth Progress Report on Implementation of OTC Derivatives Market Reforms
Financial Stability Board publishes fifth progress report on implementation of OTC derivatives market reforms The Financial Stability…
Traiana Swap Data Repository Service Takes Multiple Banks Live to Comply with Dodd-Frank Trade Reporting
Swap Trade Reporting Solution with DTCC Offers Single Point of Access for Executing Brokers, Prime Brokers/Clearing Members…
Omgeo Expands Collateral Optimization Capabilities in Protocoll
Enhanced functionality helps users meet evolving regulatory requirements Omgeo, the global standard for post-trade efficiency, today announced…
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CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Report Omnibus Account Information in a Timely Manner
The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC) today issued an advisory…