Kinetic Partners Unveils AIFMD Checklist
Kinetic Partners has today unveiled its ‘AIFMD checklist’. The checklist is for use by compliance and…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Don’t Overlook This Swap Data Reporting Rule
Daniel Parker, vice president, SunGard’s capital markets business, explores the embargo rule and explains the competitive advantage…
How OTC Derivatives Regulation is Impacting Commodity Market Participants
Matthew Healy, vice president and general manager of Kiodex, the commodities trading unit of SunGard’s capital markets…
ISDA and Markit Publish Cross-Border Swaps Representations on ISDA Amend
The International Swaps and Derivatives Association, Inc. (ISDA) and Markit announced today the launch of the ISDA…
IOSCO Reinforces Standard on Cross-Border Cooperation
The International Organization of Securities Commissions (IOSCO) today adopted measures to encourage non-signatory members to sign the…
CCP Clearing for the Buy Side: Keeping One Step Ahead
Why is it that some buy-side organisations have met earlier CCP clearing deadlines under Dodd-Frank whilst others…
ESMA Advises Commission on Equivalence of non-European Derivatives Rules
The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the…
Patchwork Global Regulations Continue to Create an Environment of Uncertainty
– Inter-governmental agreements will enhance cross-border information exchange – …
ISDA Outlines Approach on Cross-Border Issues: Principles Address Inter-jurisdictional Recognition of Derivatives Regulation
The International Swaps and Derivatives Association, Inc. (ISDA) today announced that it has outlined a set…
DerivSource Regulatory Update & Briefings in Paris & Frankfurt Nov 12th & 13th!
A series of afternoon briefings in Paris and Frankfurt in November 2013 New financial regulation in Europe…