Office of Financial Research Launches New Website
The U.S. Office of Financial Research launched a new website today to provide policy makers and the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Culture is Key, yet Financial Services Executives Fail to Prioritise Investment in Compliance Leadership
Company culture is the most important factor cited in avoiding regulatory problems, according to Kinetic Partners’ survey…
2014 Review: Europe Plays Derivatives Catch Up
A recap of derivatives regulatory reform in ’14
IOSCO Consults on Cross-Border Regulation
The International Organization of Securities Commissions today published the consultation report of the IOSCO Task Force on…
Alacra / NICE Actimize Alliance Creates New Risk and Anti-money Laundering Solution
Collaboration creates industry-leading customer risk assessment solution Alacra, the leader in client onboarding, reference data and business…
Recovery of Financial Market Infrastructures, Final Report Issued by CPMI-IOSCO
The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have…
Linedata Introduces new Automated Compliance Monitoring Service
· Linedata Disclosure Manager automates monitoring to meet regulatory obligations Linedata (NYSE Euronext:…
ESMA Consults on Draft Guidelines Clarifying the Definition of Derivatives under MiFID
The European Securities and Markets Authority (ESMA) has today published a consultation paper on future guidelines clarifying…
Zut Alors! CASS RP to go all European?
DRS‘ Michael Beaton explores the recent developments that would lead to the introduction of client money safety or…
Europe Braces for Derivatives Regulatory Lift Off in 2015
CCP clearing, MiFID II and more regulatory reform will dominate ’15