FIA Supports House Bill Reauthorizing CFTC
FIA president and CEO Walt Lukken sent a letter to Congressional leaders today in support of H.R….
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
AQMetrics Adds MiFID II Readiness Enhancements to RegTech Solution
Leading cloud-based risk and compliance platform adds features to help buy-side and sell-side better prepare for MiFID…
2016 Review: Expect the Unexpected
A look back at the past year and dealing with the uncertainty that remains steady for 2017.
King & Wood Mallesons Joins Forces with GD Financial Markets to Provide International Derivatives Regulation Solution
King & Wood Mallesons (KWM) has teamed up with GD Financial Markets (GDFM) to help clients address…
The Senior Managers Regime and the Legal Function: Don’t Fear the Regulator
DRS ‘ Michael Beaton explores relative risks and benefits of inclusion of the legal function within the Senior Manager’s Regime (SMR).
Buyside Firms Must Make IT Investments to Realise MiFID II Compliance Savings
– Investment in new IT systems and processes a must for buyside firms…
MiFID II Forcing Buyside Firms to Work Harder to Protect their End-investors
– Investment firms urged to make MiFID II mandated changes now to assure that…
Easy-access Regulatory Reference Library Launched by Alacra
Alacra adds bank regulation periodic table to FATCA and entity identifiers tables Regulatory SaaS technology leader Opus…
More banks Join Sentinel as Initiative Prepares for MiFID II Implementation
Project Sentinel numbers increase as initiative starts work with its short-listed technology partners As Project Sentinel completes…
ISDA: On Margin Milestones of 2016 and More to Come in 2017
ISDA’s Scott O’Malia, reflects on the milestones of 2016 and offers insight into areas of focus for 2017 for the association.