AQMetrics announces Appian and Macrosynergy as latest clients
Providing support for AIFMD Annex IV reporting and CPO-PQR rules AQMetrics, the award-winning provider of regulatory compliance…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Implementation monitoring of the PFMI: Fourth update to Level 1 assessment report
The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have…
IOSCO consults on recommendations and good practices in liquidity risk management for funds
The International Organization of Securities Commissions (IOSCO) published the consultation paper titled “Recommendations of Liquidity Risk Management…
BCBS and IOSCO propose criteria for identifying simple, transparent and comparable short-term securitisations
The Basel Committee on Banking Supervision (BCBS) and the International Organisation of Securities Commissions (IOSCO) today released…
AxiomSL Announces Strategic Investment from TCV
Financial technology leader provides enterprise-wide technology and solutions for risk data management and regulatory reporting AxiomSL, the…
FSB Reports On Reforms To OTC Derivatives Markets
The Financial Stability Board (FSB) has published three reports setting out progress on reforms to over-the-counter (OTC)…
GoldenSource and McObject launch fastest RegTech EDM solution
McObject® and GoldenSource announced today a partnership to deliver the fastest available Enterprise Data Management (EDM) designed for regulatory…
IHS Markit and Deloitte to Address MiFID II Compliance for Outreach and Repapering
IHS Markit, a world leader in critical information, analytics and solutions, today announced a strategic alliance with Deloitte to…
IOSCO issues report on order routing incentives as part of effort to protect investors
The Board of the International Organization of Securities Commissions (IOSCO) today published its Final Report on Order Routing…
Collateral Optimization: Making the Best Use of Cash and Non-Cash Assets
Collateral management is top of mind for all financial services firms due to the implementation of non-cleared…