ESMA publishes MiFID Compliance Function Peer Review Results
The European Securities and Markets Authority (ESMA) has published the results of its Peer Review on the…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
AxiomSL Partners with GridCon for a Seamless Transition of Data Over to AxiomSL’s Regulatory Platform
AxiomSL, a provider of regulatory reporting and risk management solutions, announced a strategic partnership with German technical…
MIFID II Fuelling Demand for Compliance Solutions in Europe and US
Esprow opens New York office to support growing US client base Esprow Pte. Ltd., a global provider…
Lombard Risk joins the Financial Conduct Authority and the Bank of England TechSprint on Model Driven Machine Readable Regulation
Lombard Risk Management plc, the global dedicated provider of integrated regulatory reporting and collateral management solutions, is…
FIX Trading Community releases Recommended Practices for Commission Unbundling as required by MiFID II
Providing definitive guidelines to assist firms with unbundling prior to January 2018 FIX Trading Community, the non-profit,…
MiFID II: ESMA Consults on Systematic Internalisers’ Quote Rules
The European Securities and Markets Authority (ESMA) has opened a public consultation on a proposed amendment to…
IOSCO Reports on Implementation of G20/FSB Recommendations to Strengthen Securities Markets
The Board of the International Organization of Securities Commissions (IOSCO) today published a report on the implementation…
IHS Markit Launches Registry for Systematic Internalisers
IHS Markit, a world leader in critical information, analytics and solutions, today announced the launch of a…
ISDA to Produce Comprehensive Analysis and Global Roadmap on Benchmarks Transition
The International Swaps and Derivatives Association, Inc. (ISDA) has announced that it has begun a comprehensive analysis…
ESMA Pulls No Punches with Final Trading Obligations Draft
The European Securities and Markets Authority (ESMA) recently released its final edict on the Markets in Financial…