FIA and SIFMA Release White Paper on U.S. Access to Non-U.S. Trading Venues and CCPs
FIA and SIFMA have released a white paper setting out recommendations for improving U.S. access to international…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
International standard-setting bodies launch surveys on incentives to centrally clear OTC derivatives trades
The Financial Stability Board (FSB), the Basel Committee on Banking Supervision (BCBS), the Committee on Payments and…
Commcise partners with RSRCHXchange to deliver end-to-end MIFID II research solution
Collaboration will provide asset managers with new tools to ensure regulatory compliance and provide transparency for institutional…
ESMA Publishes Key Transparency Calculations for MiFIDII/MiFIR Implementation
The European Securities and Markets Authority (ESMA) published today the MiFID II/MiFIR transitional transparency calculations (TTC) for…
ESMA publishes MiFID Compliance Function Peer Review Results
The European Securities and Markets Authority (ESMA) has published the results of its Peer Review on the…
AxiomSL Partners with GridCon for a Seamless Transition of Data Over to AxiomSL’s Regulatory Platform
AxiomSL, a provider of regulatory reporting and risk management solutions, announced a strategic partnership with German technical…
MIFID II Fuelling Demand for Compliance Solutions in Europe and US
Esprow opens New York office to support growing US client base Esprow Pte. Ltd., a global provider…
ESMA Pulls No Punches with Final Trading Obligations Draft
The European Securities and Markets Authority (ESMA) recently released its final edict on the Markets in Financial…
2017 Highlights – This is What Our Readers Liked Most This Year
It’s been a busy year for derivatives professionals as the industry has dealt with the rollout of…