ESMA Appoints New Members to its Management Board
The European Securities and Markets Authority has appointed two new members to its Management Board to replace…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
IOSCO Board Communication on Concerns related to Initial Coin Offerings (ICOs)
Initial Coin Offerings (ICOs, also known as token sales or coin sales), typically involve the creation of…
ESMA consults on potential CFD and binary options measures to protect retail investors
The European Securities and Markets Authority (ESMA) has published a call for evidence on potential product intervention…
ESMA raises concerns on fees charged by CRAs and Trade Repositories
The European Securities and Markets Authority (ESMA) has published a Thematic Report on fees charged by Credit…
RegTek.Solutions launches first data quality assurance tool for SFTR
RegTek.Solutions, today announced the launch of Validate.Trade for SFTR, the only independent data quality assurance solution for…
ESMA Delays Publication of Double Volume Cap Data
The European Securities and Markets Authority (ESMA) has decided to delay the publication of the data on…
Linedata announces partnership with London Stock Exchange Group’s UnaVista for MiFID II
Linedata (Euronext Paris: LIN), the global solutions and outsourcing services provider to the investment management and credit…
Linedata Announces Partnership with London Stock Exchange Group’s UnaVista for MiFID II
Linedata, the global solutions and outsourcing services provider to the investment management and credit finance industries, today…
Vela expands Systematic Internaliser Data Hub offering with Virtu Financial
Providing access to the growing pool of registered Systematic Internalisers Vela, the premier market access technology provider,…
SFTR Trade Reporting: Your Questions Answered from a Trade Repository
In a Q&A with DerivSource, Valentino Wotton, Managing Director, DTCC’s Deriv/SERV, answers our questions about the trade…