Risk Focus Launches Regulatory Reporting Advisory Services
Risk Focus Inc., the leading provider of Trading and Risk Solutions, today announced their new Regulatory Reporting…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
MiFID II: ESMA Publishes Double Volume Cap Data
The European Securities and Markets Authority (ESMA) has published today trading volumes and calculations regarding the double…
IOSCO Consults on Recommendations to Help Trading Venues Manage Extreme Volatility
The Board of the International Organization of Securities Commissions (IOSCO) is seeking feedback on its proposed recommendations…
Commcise and Singletrack bring together buy- and sell-side firms with seamless research consumption data integration
Firms benefit from high-quality, timely, secure and compliant data Commcise, provider of commission management, research valuation and…
CFTC Staff Extends Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing with Derivatives Clearing Organizations Acting Under Exemptive Orders or No-Action Relief
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) has announced the extension of time-limited…
FCA and US CFTC Sign Arrangement to Collaborate on FinTech Innovation
The Financial Conduct Authority (FCA) and the US Commodity Futures Trading Commission (CFTC) have signed an arrangement…
ISDA Appoints REGnosys to Develop Digital Common Domain Model
ISDA announced that regulatory fintech firm REGnosys has been appointed to develop a digital version of the…
ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs
The European Securities and Markets Authority (ESMA) has published its 2017 Annual Report and 2018 Work Programme…
ESMA publishes results of the second EU-wide CCP stress test
The European Securities and Markets Authority (ESMA) has published today the results of its second EU-wide stress…
Countdown to SFTR: Industry Insiders Say Start Preparations Now
SFTR will start to phase in for the largest market participants in 2019, but there is much…