AIMA statement on European Commission Directive
– Florence Lombard, executive director at the Alternative Investment Management Association issued the following statement; “We are…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
Approval of New Regulation will Raise Standards for the Issuance of Credit Ratings Used in the Community
The European Commission has welcomed the respective approvals from the European Parliament and from the Council on…
Liquidity Risk ? the top 5 Issues Financial Institutions Should be Thinking About Now for FSA Compliance, says Algorithmics
Algorithmics today outlined the Top 5 issues that banks must think about now to assess their policies,…
Regulatory Update: Listed and OTC Derivatives
A New Report From Aite Group While there may not be a one-size-fits-all solution, a single regulator…
ISE Publishes Proposal for U.S. Regulatory Reform
Recommendations Focus on Oversight of Market Operations and Trading Venue ISE calls for creation of a new…
Iosco Publishes Proposals on Short-selling Regulation
The International Organization of Securities Commissions (Iosco) has published a new consultation paper containing its recommendations for…
CFTC Publishes Concept Release Regarding Review of Exemptions for Swap Dealers
Today the Commodity Futures Trading Commission (CFTC) published a concept release aimed at bringing greater transparency and…
Joint Statement by the Treasury, FDIC, OCC, OTS and the Federal Reserve
The U.S. Department of the Treasury, the Federal Deposit Insurance Corporation, the Office of the Comptroller of…
A New Front for Capital Adequacy
Gary Wright of B.I.S.S. Research speaks about changes ahead for capital adequacy requirements The capital requirements for…
FSA Releases Consultative Paper 09/13 for Strengthening Liquidity Standards
Banks told to get on with the hard work of proving that they know their exposure The…