International Centre for Financial Regulation appoints Director of Research
The International Centre for Financial Regulation (ICFR) today announced the appointment of Dr Richard Reid as its…
Regulation & Compliance
DerivSource provides industry analysis, expert Q&As and commentary articles on derivatives regulation and compliance including regulatory change impacting trade execution via SEFs, CCP clearing, collateral management, trade and regulatory reporting and regtech trends. Regulations covered include: UMR margin rules, EMIR Refit, CSDR regulation, SFTR reporting, MIFID regulation, and CFTC rules, such as the CFTC regulatory reporting rules, as well as industry trends (IBOR reform) that may impact derivatives market participants globally.
CFTC Seeks Public Comment on Possible Changes to Regulations for Investment of Funds Deposited with Clearing Organizations and Futures Commission Merchants
The Commodity Futures Trading Commission (CFTC) has approved for publication in the Federal Register an advance notice…
HedgeOp Launches ComplianceTrak Adviser Platform, Enhancing Compliance Functions For RIA’s
HedgeOp Compliance, LLC, the leading provider of specialized compliance software and consulting services for asset managers, today…
US Government’s Proposed Derivatives Market Reform Confirms Need for a Global Market Review of Risk Management Frameworks
Razor Risk Technologies (RRT) (ASX: RZR), has today referred to last week’s announcement by the US Government…
WMBA Reacts to US Dept. of Treasury Proposals On regulation of OTC Derivatives
The Wholesale Market Brokers Association (“WMBA”), an independent industry body representing the world’s largest Inter-Dealer Brokers,* is…
Regulatory Reform Over-The-Counter (OTC) Derivatives
U.S. Department of Treasury Department Announcement The crisis of the past 20 months has exposed critical gaps…
‘Disastrous’ EU Directive Will Cost UK Hedge Fund Industry £3 Billion
Kinetic Partners, the leading regulatory consultancy to the UK hedge fund industry, estimates that the proposed EU…
Improving Supervision in the EU financial Services Sector: The 3L3 Committees Express their Support for the Commission’s Position
The 3L3 Committees, CESR, CEBS and CEIOPS, published today their joint response to the European Commission’s consultation…
AIMA statement on European Commission Directive
– Florence Lombard, executive director at the Alternative Investment Management Association issued the following statement; “We are…
Alternative Investments Regulation: How Fund Managers Can Prepare for New Regulatory Changes
Hedge funds, private equity firms and other alternative asset managers are now operating on the widespread belief…